Auditing Webinars

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BSA/AML Software: Testing Model Validity and Data Integrity
Webinar | 1 1/2 Hours | CE Credits: 2.0

BSA/AML surveillance monitoring can enhance your program and help you become more efficient in managing your responsibilities. These efficiencies can only occur if you have the correct models set up and if the models are set up correctly. If your system is incorrectly mapped or your reasoning behind your models is faulty, this can lead to an overall inadequate BSA/AML compliance program. Have you performed a validation of your BSA ... Details
How to Audit IRAs
Webinar | 1 1/2 Hours | CE Credits: 2.0

If you are the IRA coordinator in your financial institution and you have ever wondered “are we in compliance”? This is the IRA program for you. You will learn how to look at paperwork, as well as reporting and balancing your IRA plans at your financial institution. This “hands on” program designed for auditors or IRA Administrators and those who are responsible for these detailed products.

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